Answers to common questions about securities litigation, investment fraud, FINRA arbitration, and how we work with clients.
We represent clients in investment fraud, broker misconduct, FINRA arbitration, shareholder disputes, misrepresentation claims, and complex securities litigation in state and federal courts.
Yes. While we are based in Illinois, we represent clients nationwide in securities litigation and FINRA arbitration matters.
FINRA arbitration is a dispute resolution process used for most conflicts between investors and brokerage firms. It is generally faster than court litigation but follows specific procedural rules.
Common red flags include unsuitable recommendations, excessive trading (churning), misleading statements, omitted risks, or losses inconsistent with your stated goals. An attorney can evaluate your account and documents.
Account statements, trade confirmations, offering materials, emails or messages with your advisor, and notes of important conversations are all helpful.
Timelines vary. FINRA arbitrations often resolve within 12–18 months, while court litigation may take longer depending on complexity and jurisdiction.
No. An attorney-client relationship is only formed after a formal engagement agreement is signed. Initial consultations are for informational purposes.
Speak with a securities attorney about your situation and next steps.